This document summarizes preliminary results of analyses that seek to quantifying the extent to which salmon productivity is correlated with (a) ocean conditions during early marine life and (b) potential salmon competitors later in marine life, and the degree to which these relationships vary over time and space. More details on motivation for project can be found here and all code to reproduce the analyses in this document is here. All findings are preliminary and subject to change.
We are fitting four general classes of spawner-recruitment models to characterize relationships between ocean conditions and salmon productivity over time:
Stationary models that estimate a single time invariant relationship between ocean conditions and salmon productivity (e.g., Connors et al. 2020)
A-priori change point models that allow relationships to vary among periods that corresponded with observed Northeast Pacific regime shifts in 1976/77 and 1988/89, as well as the onset of the recent marine heat wave period in 2014 (e.g., Malick 2020)
Random walk models that allow relationships to evolve through time (e.g., Malick 2020)
Hidden Markov models that allow relationships to vary according to the state (regime) the system is in, where the sequence of states and state specific relationships are estimated using a Hidden Markov Model framework.
Details on model formulation are provided below. These models are fit in a Bayesian estimation framework using Stan and compared using approximate leave-one-out cross validation. Inference will be primarily based on the magnitude, direction, and uncertainty of standardized covariate effects and the degree to which they vary over time and across ocean regions, species, and life histories.
Figure 1. Productivity (R/S) time series of all Sockeye stocks included in analyses.
We have been working to update and add to a large collection of time series of spawner (escapement) and total recruitment (catch plus escapement) for all five species of Pacific salmon. Details on the specific timeseries are avaialble here. The spatial and temporal extent of those populations and species that we have fit models to so far are detailed below.
FIGURE: map of sockeye salmon ocean-entry locations.
FIGURE: sparkline/“lie detector” plot of ln(R/S) timeseries
Our analysis is focused on two covariates:
Sea surface temperatures near juvenile salmon ocean-entry points to index regional-scale environmental variability during the first few months in the ocean, which are hypothesized to represent a critical period in the Pacific salmon life cycle that can strongly influence year class strength.
The abundance of sockeye, chum, and pink salmon across the North Pacific in the second and/or third years of marine life as an index of potential direct or indirect competition for food. This approach is consistent with research that has suggested some salmon species primarily exhibit responses to competition with other salmon during their second and/or third growing seasons at sea (Connors et al. 2020; Ruggerone and Connors 2015).
Figure 2. Sockeye ocean entry locations and associated climate and competitor covariate time series. (a) ….
FIGURE: Multi-panel plots for each covariate (columns covariates, rows regions, faint lines individual stocks, thick line median)
=======Figure 2. Sockeye ocean entry locations and associated climate and competitor covariate time series. (a) ….
FIGURE: Multi-panel plots for each covariate (columns covariates, rows regions, faint lines individual stocks, thick line median)
>>>>>>> 0ffabb845bfe3d40b436d75587c27935cb081292In the simplest stationary class of models salmon productivity was modelled hierarchically as a function of spawner abundance, early marine ocean conditions, and potential competitor abundance later in marine life:
\[\begin{equation} ln(R_{i,t}/S_{i,t}) = \alpha_{i} - \beta S_{i,t} + \gamma_{k,i,r} X_{k,i,t} + \varepsilon_{i,t} \tag{2.1} \end{equation}\]
where \(R\) is the total recruitment from population \(i\) and spawners \(S\) in brood year \(t\), \(\alpha\) is productivity (intrinsic rate of growth), \(\beta\) is the magnitude of within brood-year density-dependent effects on survival, \(\gamma\) is the effect of covariate \(k\), \(X\) is the specific covariate standardized to mean 0 and standard deviation of 1, and \(\epsilon\) is inter-annual variation in survival from egg to adulthood which was assumed to follow a first-order autocorrelated process:
\[\begin{equation} \varepsilon_{i,t}=\phi \varepsilon_{i,t-1} + \sqrt{1-\phi^2 }\delta_{i,t} \\ \delta_{i,t}\sim N(0,\sigma_{i}^2) \tag{2.2} \end{equation}\]
where \(\phi\) is the autocorrelation coefficient, and \(\delta\) represents uncorrelated, white noise, interannual variation in survival.
The population-specific parameters \(\gamma_{k,i,r}\) were modelled hierarchically by assuming they arise from common hyper-distributions:
\[\begin{equation} \gamma_{k,i,r}\sim N(\mu_{\gamma,k,r},\sigma_{\gamma,k,r}^2) \tag{2.3} \end{equation}\]
where \(r\) is one of four broad ocean regions within which salmon populations have previously been shown to exhibit similar responses to ocean climate and ecosystem variation and \(\mu\) is the region level average effect.
For Fraser River sockeye stocks (No. 1-19 in Fig. 1), spawner abundances were in units of effective female spawners (i.e., female spawner abundance adjusted for unspawned eggs), whereas for all other stocks spawner abundances were total male and female spawners. Thus, \(\alpha_{i}\) parameters were split into two groups (one group that included Fraser River stocks and another group that included all non-Fraser River stocks) that were exchangeable within each group but not between the two groups.
The first class of non-stationary model we considered allowed the \(\gamma_{k,i,r,e}\) parameters to change at predefined points in time corresponding with well documented Northeast Pacific regime shifts in 1976/77 and 1989/99 (Hare and Mantua, 2000) resulting in three eras (\(e\)). As with the stationary models we assumed the era specific climate and ecosystem parameters were exchangeable among populations within the same ocean ecosystem and era thereby estimating both population specific and ocean ecosystem level effects by era.
The second class of non-stationary models we considered allowed the climate and ecosystem parameters to evolve over time according to a random walk:
\[\begin{equation} \gamma_{k,i,t}=\gamma_{k,i,t-1}+w_{k,t}\\ w_{k,t}\sim N(0,\sigma_{w_{k}}^2) \tag{2.4} \end{equation}\]
where \(w\) is process variation and \(\sigma_{w}^2\) determines the degree if temporal variability in the \(\gamma\) series. For these models the covariate effects were modelled independently instead of being exchangeable among populations within regions (i.e., hierarchically).
We fit the model described above in a Bayesian estimation framework with Stan Stan Development Team 2020, which implements the No-U-Turn Hamiltonian Markov chain Monte Carlo algorithm Hoffman et al. 2014 for Bayesian statistical inference to generate the joint posterior probability distribution of all unknowns in the model. For each model run, we sampled from 4 chains with 4,000 iterations each and discarded the first 1,000 as warm-up. We assessed chain convergence visually via trace plots and posterior predictive checks and by ensuring that \(\hat{R}\) [potential scale reduction factor; Vehtari et al. 2021] was less than 1.01 and that the effective sample size was greater than 400 for each parameter in the model.
Figure 3. Posterior probability distributions of the predicted effect of (a) SST, (b) competitors, and (c) the combined effect from all covariate terms, on sockeye salmon survival. Overall hyperdistribution of the covariate effects are in bold lines, with individual stock-specific distributions illustrated by the light lines. Covariate effects are standardized (i.e., per standard deviation unit increase in each covariate),
Figure 4 – figure caption – FIGURE: Caterpillar plot (stock specific and regional posteriors by covariate, stocks as rows)
FIGURE: Time period covariate coefficient regional posteriors grouped by covariate
FIGURE: Time period covariate coefficient posteriors grouped by region and covariate, stacked by stock
FIGURE: Time series of covariate coefficient posteriors (mean across stocks in bold, faint lines for individual stocks) grouped by region and covariate
FIGURE: “sparkline plots” (like above but with time series of posteriors, stocks as rows) – Decided not to include sparkline plots –
FIGURE: Time period covariate coefficient regional posteriors grouped by covariate
FIGURE: Time period covariate coefficient posteriors grouped by region and covariate, stacked by stock
FIGURE: Time series of covariate coefficient posteriors (mean across stocks in bold, faint lines for individual stocks) grouped by region and covariate
FIGURE: “sparkline plots” (like above but with time series of posteriors, stocks as rows) – Decided not to include sparkline plots –
Explore alternative temporal and spatial domains over which to average SST anomalies to derive the early ocean temperature covariate
Update sockeye, pink, and chum spawner-recruitment time-series based on data from ADF&G and DFO
Incorporate Chinook and coho spawner-recruitment time series into analysis